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DocumentIndustryCategoryDescriptionFileLast Updated
User GuideGeneralAdministrationREAD THIS FIRST! Basic information about the library and the documents for new users.doc11-07-19
Cash & Equivalents Audit ProgramGeneralAudit ProgramsAudit program for cash & equivalents.doc11-07-19
Cash Confirmation Letter TemplateGeneralWorkpaper TemplatesLetter template for confirming cash accounts at third party institutions.doc11-07-19
Cash Confirmation Letter TemplateCredit UnionWorkpaper TemplatesLetter template for confirming cash accounts at third party institutions; Credit Union specialization.doc11-07-19
Employee & Official Accounts Audit ProgramCredit UnionAudit ProgramsAudit program for employee and official accounts; Credit Union specialization.doc01-14-20
Employee Accounts Confirmation Letter TemplateCredit UnionWorkpaper TemplatesSample letter for employee account confirmation testing.doc11-08-19
Official Accounts Confirmation Letter TemplateCredit UnionWorkpaper TemplatesSample letter for official account confirmation testing.doc11-08-19
Employee & Official Expenses Audit ProgramGeneralAudit ProgramsAudit program to perform an employee and official expenses audit.doc01-22-20
Fixed Assets Audit ProgramGeneralAudit ProgramsAudit program to assess Fixed Assets (or Property, Plant & Equipment).doc02-26-20
Fixed Assets Audit ProgramCredit UnionAudit ProgramsAudit program to assess Fixed Assets (or Property, Plant & Equipment); Credit Union specialization.doc02-26-20
Investments Audit ProgramGeneralAudit ProgramsAudit program to assess the investments portfolio and related controls.doc02-26-20
Investment Account Confirmation Letter TemplateGeneralWorkpaper TemplatesLetter template for confirming investment accounts.doc02-24-20
Investment Account Confirmation Letter TemplateCredit UnionWorkpaper TemplatesLetter template for confirming investment accounts; Credit Union specialization.doc02-24-20
Terminated Employees Audit ProgramGeneralAudit ProgramsAudit program to assess terminated employees processes and controls.doc03-03-20
Terminated Employees Audit ProgramCredit UnionAudit ProgramsAudit program to assess terminated employees processes and controls; Credit Union specialization.doc03-03-20
Member Verification Audit ProgramCredit UnionAudit ProgramsAudit program to perform an annual member verification, as required by the NCUA.doc03-09-20
Member Verification Letter TemplateCredit UnionWorkpaper TemplatesLetter template for annual member verification.doc02-12-20
Closed Account Verification Letter TemplateCredit UnionWorkpaper TemplatesLetter template for closed account verification.doc03-09-20
Vendor Management Audit ProgramGeneralAudit ProgramsAudit program to assess vendor management process and controls.doc02-17-20
Vendor Management Audit ProgramCredit UnionAudit ProgramsAudit program to assess vendor management process and controls; Credit Union specialization.doc02-17-20
Accounting Department Audit ProgramGeneralAudit ProgramsAudit program to assess general Accounting department processes and controls.doc03-17-20
Wire Transfers Audit ProgramCredit UnionAudit ProgramsAudit program to audit wire transfers processing, compliance and security.doc03-17-20
Facilities & Site Inspections Audit ProgramGeneralAudit ProgramsAudit program for company facilities site inspections of buildings and construction sites.doc03-17-20
Facility Inspection ChecklistCredit UnionWorkpaper TemplatesChecklist to aid a site inspection; Credit Union specialization.doc03-19-20
Facility Inspection ChecklistGeneralWorkpaper TemplatesChecklist to aid a site inspection.doc03-19-20
Card Servicing Audit ProgramCredit UnionAudit ProgramsAudit program to assess card servicing processes, controls and staff.doc03-20-20
Accounts Payable Audit ProgramGeneralAudit ProgramsAudit program to assess accounts payable processes and controls.doc03-25-20
Accounts Payable Confirmation TemplateGeneralWorkpaper TemplatesLetter template for confirming accounts payable.doc03-25-20
Accounts Payable Confirmation TemplateCredit UnionWorkpaper TemplatesLetter template for confirming accounts payable; Credit Union specialization.doc03-25-20
Borrowings (Debt Payable) Audit ProgramGeneralAudit ProgramsAudit program to assess debt payable processes and controls.doc04-02-20
Borrowed Funds ConfirmationGeneralWorkpaper TemplatesLetter template for confirming borrowed funds (debt payable).doc04-02-20
Borrowed Funds ConfirmationCredit UnionWorkpaper TemplatesLetter template for confirming borrowed funds (debt payable); Credit Union specialization.doc04-02-20
Member Shares & Deposit Operations Audit ProgramCredit UnionAudit ProgramsAudit program to assess member shares and deposit operations.doc04-03-20
Member Shares Confirmation Letter TemplateCredit UnionWorkpaper TemplatesLetter template for confirming member share accounts.doc04-03-20
Dormant Accounts & Unclaimed Property Audit ProgramCredit UnionAudit ProgramsAudit program to assess dormant member accounts and unclaimed property processes and controls.doc02-17-20
Individual Retirement Accounts Audit ProgramCredit UnionAudit ProgramsAudit program to assess processes and controls for individual retirement accounts.doc06-07-19
Comprehensive Lending Audit ProgramCredit UnionAudit ProgramsAudit program to assess lending controls and processes for all loan types.doc06-10-19
Member Loans Confirmation Letter TemplateCredit UnionWorkpaper TemplatesLetter template for confirming loans receivable.doc06-19-19
Consumer Lending Audit ProgramCredit UnionAudit ProgramsAudit program to assess consumer lending.doc06-10-19
Consumer Secured Loan Review TemplateCredit UnionWorkpaper TemplatesExcel workbook for consumer secured loan testing and analysis.xlsx02-17-20
Consumer Unsecured Loan Review TemplateCredit UnionWorkpaper TemplatesExcel workbook for consumer unsecured loan testing and analysis.xlsx02-17-20
Real Estate Lending Audit ProgramCredit UnionAudit ProgramsAudit program to assess real estate lending.doc06-19-19
Real Estate Loan Review TemplateCredit UnionWorkpaper TemplatesExcel workbook for real estate loan testing and analysis.xlsx02-11-20
Business Lending Audit ProgramCredit UnionAudit ProgramsAudit program to assess business lending.doc06-19-19
Business Loan Review TemplateCredit UnionWorkpaper TemplatesExcel workbook for business loan testing and analysis.xlsx02-11-20
Loan Servicing & Credit Administration Audit ProgramCredit UnionAudit ProgramsAudit program to assess loan servicing and credit administration.doc06-20-19
Indirect Lending Audit ProgramCredit UnionAudit ProgramsAudit program to assess indirect lending.doc07-22-19
Collections Audit ProgramCredit UnionAudit ProgramsAudit program to assess collections processes and functions.doc06-20-19
Allowance for Credit Losses Audit ProgramCredit UnionAudit ProgramsAudit program to assess the allowance for credit losses model.doc03-26-20
Accounts Receivable Audit ProgramGeneralAudit ProgramsAudit program to assess receivables and allowance processes and controls.doc07-16-19
Accounts Receivable Confirmation TemplateGeneralWorkpaper TemplatesLetter template for confirming accounts receivable.doc07-17-19
Human Resources Audit ProgramGeneralAudit ProgramsAudit program to assess Human Resources processes and controls.doc07-17-19
Marketing & Public Relations Audit ProgramGeneralAudit ProgramsAudit program to assess Marketing and Public Relations functions.doc07-17-19
Social Media Audit ProgramGeneralAudit ProgramsAudit program to assess company and employee use of social media.doc07-17-19
Instant Issue Audit ProgramCredit UnionAudit ProgramsAudit program to address instant issue of plastic cards.doc07-18-19
Branch Operations & Security Audit ProgramCredit UnionAudit ProgramsAudit program to address branch operations & security oversight at the corporate level.doc07-18-19
Branch Operations and Security Survey TemplateCredit UnionWorkpaper TemplatesExample of a letter and survey template to distribute to employees regarding branch security.doc07-18-19
Business Continuity & Disaster Recovery Audit ProgramGeneralAudit ProgramsAudit program to assess business continuity & disaster recovery.doc07-19-19
Contact Center Audit ProgramCredit UnionAudit ProgramsAudit program to assess a Credit Union contact center.doc07-19-19
Corporate Governance Audit ProgramGeneralAudit ProgramsAudit program to assess corporate governance processes.doc07-19-19
Corporate Governance Audit ProgramCredit UnionAudit ProgramsAudit program to assess corporate governance; Credit Union specialization.doc07-19-19
eCommerce Audit ProgramCredit UnionAudit ProgramsAudit program to assess website functionality, compliance, and security.doc11-05-19
Website Compliance Testing ChecklistCredit UnionWorkpaper TemplatesTesting checklist to perform a website compliance review.xlsx11-05-19
Sales & Member Development Audit ProgramCredit UnionAudit ProgramsAudit program to assess sales and member development.doc07-22-19
Risk Management Department Audit ProgramCredit UnionAudit ProgramsAudit program to assess a Risk Management department.doc07-23-19
Risk Management Process Audit ProgramCredit UnionAudit ProgramsAudit program to assess the Risk Management processes for Credit Unions with no formal department.doc07-23-19
Corporate Culture Audit ProgramCredit UnionAudit ProgramsAudit program to assess corporate culture; Credit Union specialization.doc07-16-19
Corporate Culture Audit Survey TemplateCredit UnionWorkpaper TemplatesExample of a letter and survey template to distribute to employees regarding corporate culture; Credit Union specialization.doc07-16-19
Employee Incentives Audit ProgramCredit UnionAudit ProgramsAudit program to assess employee incentive programs; Credit Union specialization.doc09-05-19
Skip-a-Payment Audit ProgramCredit UnionAudit ProgramsAudit program to test Credit Union Skip-a-Payment programs.doc09-20-19
ALM Model Validation Audit ProgramCredit UnionAudit ProgramsAudit program to test the ALM Model, and perform a “validation” according to NCUA guidelines.doc10-03-19
BSA, OFAC, & MIP Audit ProgramCredit UnionAudit ProgramsAudit program to test compliance with BSA, OFAC, and MIP programs.doc10-23-19
Fair Lending Compliance Audit ProgramCredit UnionAudit ProgramsAudit program to complete a comprehensive Fair Lending compliance audit.doc04-09-20
Fair Lending Loan Review TemplateCredit UnionWorkpaper TemplatesExcel workbook for fair lending testing and analysis.xlsx04-09-20
Fair Lending Testing MatrixCredit UnionWorkpaper TemplatesExcel workbook for fair lending testing, tracking, and analysis.xlsx04-09-20
Regulation CC Compliance Audit ProgramCredit UnionAudit ProgramsAudit program to complete a Regulation CC (funds availability) compliance audit.doc01-15-20
S.A.F.E. Act Compliance Audit ProgramCredit UnionAudit ProgramsAudit program to complete a S.A.F.E. Act (Regulation G) compliance audit.doc01-17-20
Fair Credit Reporting Act Compliance Audit ProgramCredit UnionAudit ProgramsAudit program to complete a FCRA / FACT Act / Regulation V compliance audit.doc01-30-20
Truth in Savings Act Compliance Audit ProgramCredit UnionAudit ProgramsAudit program to complete a Truth in Savings Act compliance audit.doc02-03-20
Legal Department or Function Audit ProgramGeneralAudit ProgramsAudit program to complete a legal department or function audit.doc03-12-20
Legal Department or Function Audit ProgramCredit UnionAudit ProgramsAudit program to complete a legal department or function audit; Credit Union specialization.doc03-12-20
Records Retention Audit ProgramCredit UnionAudit ProgramsAudit program to complete a records retention audit for Credit Unions.doc04-08-20
Risk Suite Overview & InstructionsGeneralAudit Risk SuiteA guide to the Audit Risk Suite documents and recommended process.doc10-01-19
Annual Risk & Planning SurveyGeneralAudit Risk SuiteRisk & planning survey for managers to complete annually.doc09-25-19
Risk & Planning Survey Control LogGeneralAudit Risk SuiteSpreadsheet to control sending and receiving of risk & planning surveys.xlsx09-25-19
Audit Risk Assessment TemplateGeneralAudit Risk SuiteSpreadsheet to summarize, analyze, and assess risks from surveys.xlsx02-18-20
Annual Risk & Planning SurveyCredit UnionAudit Risk SuiteRisk & planning survey for managers to complete annually; customized for Credit Union risk categories.doc09-25-19
Risk & Planning Survey Control LogCredit UnionAudit Risk SuiteSpreadsheet to control sending and receiving of risk & planning surveys; Credit Union specialization.xlsx09-25-19
Audit Risk Assessment TemplateCredit UnionAudit Risk SuiteSpreadsheet to summarize, analyze, and assess risks from surveys; Credit Union specialization.xlsx02-18-20
Monetary Budget Preparation TemplateGeneralPlanning & BudgetingTemplate to aid monetary budgeting process.xlsx09-06-19
Monetary Budget Preparation TemplateCredit UnionPlanning & BudgetingTemplate to aid monetary budgeting process, Credit Union specialization.xlsx09-06-19
Audit Time Budget Prep TemplateGeneralPlanning & BudgetingSpreadsheet tool to budget annual audit hours to projects.xlsx07-23-19
Audit Time Budget Prep TemplateCredit UnionPlanning & BudgetingSpreadsheet tool to budget annual audit hours to projects; customized for Credit Unions.xlsx07-23-19
Audit Plan Template with Timesheet 1 StaffGeneralPlanning & BudgetingSpreadsheet to track audit hours, productivity, and realization for 1 staff.xlsx07-24-19
Audit Plan Template with Timesheet 2 StaffGeneralPlanning & BudgetingSpreadsheet to track audit hours, productivity, and realization for 2 staff.xlsx07-24-19
Audit Plan Template with Timesheet 3 StaffGeneralPlanning & BudgetingSpreadsheet to track audit hours, productivity, and realization for 3 staff.xlsx07-25-19
Audit Plan Template with Timesheet 4 StaffGeneralPlanning & BudgetingSpreadsheet to track audit hours, productivity, and realization for 4 staff.xlsx07-25-19
Audit Plan Template with Timesheet 5 StaffGeneralPlanning & BudgetingSpreadsheet to track audit hours, productivity, and realization for 5 staff.xlsx07-26-19
Audit Plan Template with Timesheet 1 StaffCredit UnionPlanning & BudgetingSpreadsheet to track audit hours, productivity, and realization for 1 staff; Credit Union specialization.xlsx07-24-19
Audit Plan Template with Timesheet 2 StaffCredit UnionPlanning & BudgetingSpreadsheet to track audit hours, productivity, and realization for 2 staff; Credit Union specialization.xlsx07-24-19
Audit Plan Template with Timesheet 3 StaffCredit UnionPlanning & BudgetingSpreadsheet to track audit hours, productivity, and realization for 3 staff; Credit Union specialization.xlsx07-25-19
Audit Plan Template with Timesheet 4 StaffCredit UnionPlanning & BudgetingSpreadsheet to track audit hours, productivity, and realization for 4 staff; Credit Union specialization.xlsx07-25-19
Audit Plan Template with Timesheet 5 StaffCredit UnionPlanning & BudgetingSpreadsheet to track audit hours, productivity, and realization for 5 staff; Credit Union specialization.xlsx07-26-19
Audit Committee Charter TemplateGeneralPolicy & Charter TemplatesBasic Audit Committee charter template.doc02-06-20
Supervisory Committee Charter TemplateCredit UnionPolicy & Charter TemplatesSupervisory Committee charter template.doc02-06-20
Internal Audit Charter TemplateGeneralPolicy & Charter TemplatesBasic Internal Audit charter template.doc02-18-20
Internal Audit Charter TemplateCredit UnionPolicy & Charter TemplatesInternal Audit charter template; customized for Credit Unions.doc02-18-20
Internal Audit Policy TemplateGeneralPolicy & Charter TemplatesBasic Internal Audit department policy template.doc08-02-19
Internal Audit Policy TemplateCredit UnionPolicy & Charter TemplatesInternal Audit department policy template; customized for Credit Unions.doc08-02-19
Internal Audit Procedures TemplateGeneralPolicy & Charter TemplatesBasic Internal Audit department procedures document template.doc08-05-19
Internal Audit Procedures TemplateCredit UnionPolicy & Charter TemplatesInternal Audit department procedures document template; customized for Credit Unions.doc08-05-19
Antifraud and Whistleblower Protection Policy TemplateGeneralPolicy & Charter TemplatesPolicy template for fraud and whistleblower protection.doc08-05-19
Antifraud and Whistleblower Protection Policy TemplateCredit UnionPolicy & Charter TemplatesPolicy template for fraud and whistleblower protection; customized for Credit Unions.doc08-05-19
Whistleblower Hotline Provider Selection ToolGeneralInvestigation ToolsDocument used to compare/contrast basic info about hotline providers being considered.doc08-06-19
Alert or Complaint Investigation ToolGeneralInvestigation ToolsDocument used to aid an alert or complaint investigation and document auditor actions.doc08-06-19
Alert or Complaint Investigation ToolCredit UnionInvestigation ToolsDocument used to aid an alert or complaint investigation and document auditor actions; Credit Union specialization.doc08-06-19
Interview Guide and Notes TemplateGeneralInvestigation ToolsTemplate to help plan, execute, and document fraud interviews.doc08-07-19
Complaint Rating Definitions ExampleGeneralInvestigation ToolsExample of ratings definitions for whistleblower alerts and other investigations.doc08-07-19
Complaint Rating Definitions ExampleCredit UnionInvestigation ToolsExample of ratings definitions for whistleblower alerts and other investigations; Credit Union customization.doc08-07-19
Complaint Tracking TemplateGeneralInvestigation ToolsSpreadsheet used for tracking and organizing complaints and alerts.xlsx08-07-19
Customer Complaint Response TemplateGeneralInvestigation ToolsLetter template and writing aid to respond to a customer complaint.doc08-08-19
Member Complaint Response TemplateCredit UnionInvestigation ToolsLetter template and writing aid to respond to a member complaint.doc08-08-19
NCUA Complaint Response TemplateCredit UnionInvestigation ToolsLetter template and writing aid to respond to an NCUA complaint.doc08-08-19
Audit Issue Tracking TemplateGeneralReporting & TrackingSpreadsheet used to record and track status of audit issues and completion rates.xlsx07-29-19
Audit Issue Write-up ToolGeneralReporting & TrackingDocument used to write-up audit issues or potential audit issues.doc07-30-19
Audit Rating Definitions ExampleGeneralReporting & TrackingExample of audit rating definitions.doc07-30-19
Audit Report Template Branch or Site AuditGeneralReporting & TrackingBlank audit report for a specific site or branch.doc07-31-19
Audit Report Template Department or Process AuditGeneralReporting & TrackingBlank audit report for a department or process.doc07-31-19
External Audit Provider Selection ToolGeneralExternal Audit ToolsDocument used to compare/contrast basic firm info during an RFP process.doc08-12-19
RFP Letter Template Financial Statement AuditGeneralExternal Audit ToolsLetter template to prepare an external audit RFP.doc02-17-20
RFP Letter Template Financial Statement AuditCredit UnionExternal Audit ToolsLetter template to prepare an external audit RFP; Credit Union specialization.doc02-17-20
Quality Assurance Review Provider ToolGeneralExternal Audit ToolsDocument used to compare/contrast basic info from RFPs/bids for a Quality Assurance Review.doc08-13-19
RFP Letter Template Quality Assurance ReviewGeneralExternal Audit ToolsLetter template to prepare a Quality Assurance Review RFP.doc02-12-20
RFP Letter Template Quality Assurance ReviewCredit UnionExternal Audit ToolsLetter template to prepare a Quality Assurance Review RFP; Credit Union specialization.doc02-12-20
RFP Letter Template IT Security AuditGeneralExternal Audit ToolsLetter template to prepare an IT Security Audit.doc02-13-20
RFP Letter Template IT Security AuditCredit UnionExternal Audit ToolsLetter template to prepare an IT Security Audit; Credit Union specialization.doc02-13-20
External Audit Assessment Survey – Internal AuditGeneralExternal Audit ToolsSurvey to assess external audit post-engagement; for Internal Audit staff.doc08-14-19
External Audit Assessment Survey – Company PersonnelGeneralExternal Audit ToolsSurvey to assess external audit post-engagement; for company personnel.doc08-14-19
External Audit Assessment Survey – Audit CommitteeGeneralExternal Audit ToolsSurvey to assess external audit post-engagement; for Audit Committee members.doc08-14-19
External Audit Assessment Survey – Supervisory CommitteeCredit UnionExternal Audit ToolsSurvey to assess external audit post-engagement; for Supervisory Committee members.doc08-14-19
Audit Strategic Plan TemplateGeneralQuality Control & Continuous ImprovementAudit Strategic Plan example document with notes and customization options.doc08-15-19
Audit Strategic Plan TemplateCredit UnionQuality Control & Continuous ImprovementAudit Strategic Plan example document with notes and customization options; Credit Union specialization.doc08-15-19
Quality Assurance and Improvement Program TemplateGeneralQuality Control & Continuous ImprovementQuality Assurance Improvement Program example document with notes and customization options.doc03-09-20
Quality Assurance and Improvement Program TemplateCredit UnionQuality Control & Continuous ImprovementQuality Assurance Improvement Program example document with notes and customization options; Credit Union specialization.doc03-09-20
Peer Review Work ProgramGeneralQuality Control & Continuous ImprovementDetailed work program to perform a quality assurance peer review.doc08-15-19
Peer Review Work ProgramCredit UnionQuality Control & Continuous ImprovementDetailed work program to perform a quality assurance peer review; Credit Union specialization.doc08-15-19
Quality Assurance Self-Assessment Work ProgramGeneralQuality Control & Continuous ImprovementDetailed work program to perform a quality assurance self assessment.doc10-02-19
Quality Assurance Self-Assessment Work ProgramCredit UnionQuality Control & Continuous ImprovementDetailed work program to perform a quality assurance self assessment; Credit Union specialization.doc10-02-19
Internal Audit Survey for Self AssessmentGeneralQuality Control & Continuous ImprovementSurvey to assess the Internal Audit department for a self-assessment engagement.doc08-16-19
Internal Audit Survey for Self-AssessmentCredit UnionQuality Control & Continuous ImprovementSurvey to assess the Internal Audit department for a self-assessment engagement; Credit Union specialization.doc08-16-19
Internal Audit Post-Engagement SurveyGeneralQuality Control & Continuous ImprovementSurvey to assess Internal Audit performance post-engagement.doc08-16-19
Internal Audit Post-Engagement SurveyCredit UnionQuality Control & Continuous ImprovementSurvey to assess Internal Audit performance post-engagement; Credit Union specialization.doc08-16-19
Preliminary Audit Plan TemplateGeneralWorkpaper TemplatesBasic Preliminary Audit Plan template.doc08-19-19
Preliminary Audit Plan TemplateCredit UnionWorkpaper TemplatesBasic Preliminary Audit Plan template with Credit Union risk categories.doc08-19-19
Bank Account Confirmation Letter TemplateGeneralWorkpaper TemplatesLetter template for confirming third-party accounts.doc06-15-19
Bank Account Confirmation Letter TemplateCredit UnionWorkpaper TemplatesLetter template for confirming third-party accounts; Credit Union specialization.doc06-15-19
Attorney Confirmation Letter TemplateGeneralWorkpaper TemplatesSample attorney audit confirmation letter template.doc08-19-19
Attorney Confirmation Letter TemplateCredit UnionWorkpaper TemplatesSample attorney audit confirmation letter template; Credit Union specialization.doc08-19-19
Random Sample GeneratorGeneralWorkpaper TemplatesSpreadsheet to generate a random sample from a small population without duplicates.xlsx09-24-19
Audit Committee Minutes TemplateGeneralAdministrationBasic Audit Committee minutes template with customization options.doc02-18-20
Audit Committee Planning ToolGeneralAdministrationSpreadsheet for Audit Committee planning and organization.xlsx08-09-19
Supervisory Committee Minutes TemplateCredit UnionAdministrationBasic Supervisory Committee minutes template with customization options.doc02-18-20
Supervisory Committee Planning ToolCredit UnionAdministrationSpreadsheet for Supervisory Committee planning and organization.xlsx08-09-19
Audit Committee Member Job DescriptionGeneralAdministrationPosition description for Audit Committee members.doc08-29-19
Supervisory Committee Member Job DescriptionCredit UnionAdministrationPosition description for Supervisory Committee members.doc08-29-19
Job Description – Chief Audit ExecutiveGeneralAdministrationJob Description Template for a Chief Audit Executive role.doc06-10-19
Job Description – Chief Audit ExecutiveCredit UnionAdministrationJob Description Template for a Chief Audit Executive role; Credit Union specialization.doc06-10-19
Job Description – Senior Internal AuditorGeneralAdministrationJob Description Template for a Senior Internal Auditor role.doc06-11-19
Job Description – Senior Internal AuditorCredit UnionAdministrationJob Description Template for a Senior Internal Auditor role; Credit Union specialization.doc06-11-19
Job Description – Staff Internal AuditorGeneralAdministrationJob Description Template for a Staff Internal Auditor role.doc06-13-19
Job Description – Staff Internal AuditorCredit UnionAdministrationJob Description Template for a Staff Internal Auditor role; Credit Union specialization.doc06-13-19
Job Description – Internal Audit InternGeneralAdministrationJob Description Template for an Internal Audit Intern role.doc06-14-19
Job Description – Internal Audit InternCredit UnionAdministrationJob Description Template for an Internal Audit Intern role; Credit Union specialization.doc06-14-19
Financial Ratios Tool – 2 PeriodsCredit UnionAnalysis ToolsSpreadsheet to quickly calculate key financial ratios over two accounting periods.xlsx03-02-20
Financial Ratios Tool – 4 PeriodsCredit UnionAnalysis ToolsSpreadsheet to quickly calculate key financial ratios over four accounting periods.xlsx03-02-20
Financial Ratios Tool – 12 PeriodsCredit UnionAnalysis ToolsSpreadsheet to quickly calculate key financial ratios over twelve accounting periods.xlsx03-02-20
Branch Audit ProgramCredit UnionBranch Audit SuiteMaster program for branch audit procedures.doc08-21-19
Branch Audit Documents Request ListCredit UnionBranch Audit SuiteBasic request list to provide at the beginning of a branch audit.doc08-21-19
Branch Preliminary Audit PlanCredit UnionBranch Audit SuiteBasic Preliminary Audit Plan template for branch audits.doc08-21-19
Cash Observations & Controls Testing WorksheetCredit UnionBranch Audit SuiteControl testing guide for branch cash.doc08-22-19
Cash Count Sheet TemplateCredit UnionBranch Audit SuiteA cash count sheet to verify cash drawers during a branch audit.xlsx08-22-19
Branch & Grounds Inspection ChecklistCredit UnionBranch Audit SuiteChecklist for an inspection of the site and grounds during a branch audit..doc08-22-19
Negotiable Instruments Observations & Controls Testing WorksheetCredit UnionBranch Audit SuiteControl testing guide for branch negotiable instruments.doc08-22-19
Night Drop Observations & Control Testing WorksheetCredit UnionBranch Audit SuiteControl testing guide for branch night drop procedures.doc08-23-19
ATM Observations & Controls Testing WorksheetCredit UnionBranch Audit SuiteControl testing guide for branch ATM procedures.doc08-23-19
Safe Deposit Boxes Observations & Controls Testing WorksheetCredit UnionBranch Audit SuiteControl testing guide for safe deposit box procedures.doc08-23-19
Branch Compliance Observations & Controls Testing WorksheetCredit UnionBranch Audit SuiteControl testing guide for branch compliance procedures.doc08-23-19
Branch Security Observations & Controls Testing WorksheetCredit UnionBranch Audit SuiteControl testing guide for branch security procedures.doc08-23-19
Supervisory Committee Audit Planning GuideCredit UnionSupervisory Committee SuiteMonthly audit tasks guide for Supervisory Committees without an Internal Audit function.xlsx01-14-20
Mandatory Vacation Supervisory Committee Audit ProgramCredit UnionSupervisory Committee SuiteMandatory Vacation audit program for Supervisory Committees without an Internal Audit function.doc09-17-19
Bank Reconciliations Supervisory Committee Audit ProgramCredit UnionSupervisory Committee SuiteBank Reconciliation audit program for Supervisory Committees without an Internal Audit function.doc09-18-19
Supervisory Committee Surprise Count TemplateCredit UnionSupervisory Committee SuiteTemplate for Supervisory Committee to perform surprise counts of cash and monetary instruments.xlsx10-10-19
Supervisory Committee Annual Report Writing AidCredit UnionSupervisory Committee SuiteWriting aid to prepare a Supervisory Committee annual report.doc10-15-19
Cash Controls Supervisory Committee Audit ProgramCredit UnionSupervisory Committee SuiteCash controls testing audit program for Supervisory Committees without an Internal Audit function.doc12-12-19
Lending Controls Supervisory Committee Audit ProgramCredit UnionSupervisory Committee SuiteLending controls testing audit program for Supervisory Committees without an Internal Audit function.doc12-18-19
Investments Controls Supervisory Committee Audit ProgramCredit UnionSupervisory Committee SuiteInvestments controls testing audit program for Supervisory Committees without an Internal Audit function.doc01-08-20
Employee & Official Accounts Supervisory Committee Audit ProgramCredit UnionSupervisory Committee SuiteEmployee & official accounts audit program for Supervisory Committees without an Internal Audit function.doc01-13-20
Employee & Official Expenses Supervisory Committee Audit ProgramCredit UnionSupervisory Committee SuiteEmployee & official expenses audit program for Supervisory Committees without an Internal Audit function.doc01-21-20
Fixed Assets Supervisory Committee Audit ProgramCredit UnionSupervisory Committee SuiteFixed Assets audit program for Supervisory Committees without an Internal Audit function.doc02-26-20
Supervisory Committee Audit Report – Department or ProcessCredit UnionSupervisory Committee SuiteAudit report template for a department or process audit performed by the Supervisory Committee.doc02-13-20
Supervisory Committee Audit Report – Branch AuditCredit UnionSupervisory Committee SuiteAudit report template for a branch audit performed by the Supervisory Committee.doc02-13-20